Critics angered by assertion of tribal rights over needs of science and knowledge.
Author: Ophelia Benson
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Another Myth Shot Down
Marco Polo did not go to China, okay? He read some books he found in Persia.
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Declinism in France
‘so out of breath, so indebted, so closed in its own prejudices’ – narratives of decline are fun.
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Shock News – The DaVinci Code is Fiction!
People who think it’s fact should be herded into a crop circle and beaten with The Bible Code.
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Knowledge is More Than Cultural Capital
It can make the world a better place; downgrading the struggle for knowledge is reactionary.
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Blame Atheism!
For what? Oh, everything. Holidays, strikes, Europe. Why not after all?
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Now Wait Just a Minute
Well now really. I can’t just leave this sort of thing sitting there unopposed. It would be a dereliction of duty. I like jokes and provocations as well as the next person, but there is a limit. There are some things up with which I shall not put, to paraphrase Winny.
Or is the objection that he lacks self-knowledge; he should realise he isn’t very bright – if he isn’t – and, therefore, not have stood for the presidency? If so, let’s have a reality check here. Bloggers are hardly paragons of self-knowledge…And, anyway, since when does a lack of self-knowledge justify the kind of opprobrium levelled at Bush?
What have bloggers got to do with anything? Is that the opposite of Bush? Bloggers? You have Bush and his fans on the one hand, and bloggers on the other? Hardly. So why bring them up? Eh? But more to the point – bloggers are one thing, and presidents of the US are another. To say the least. What does it matter if bloggers lack self-knowledge or are not very bright? At least, what does it matter compared to the way it matters if the president of the US (the single most powerful human being on the planet, unfortunately) is? Bloggers don’t run anything, they don’t have the ability to launch nuclear weapons, they can’t start wars, they can’t nominate Supreme Court justices, their foreign policies don’t make anything happen (except possibly indirectly by helping to shape opinion). So the standards are simply different, that’s all. Very different indeed.
They make lots of linguistic errors, just like Dubya. Because that’s the way we speak. We start sentences, change our minds about what we want to say halfway through, alter tenses, don’t finish what we started to say, and generally talk in a way which makes little sense when transcribed onto paper.
Give me a break. Watch any bit of old tv footage (or listen to old radio archives) of unrehearsed unscripted Clinton and then listen to Bush. Everyone knows there is a gigantic difference, and it is all too obvious what the difference implies. Clinton has a functioning brain and a lot of knowledge; when he is asked a question he can sort through his knowledge quickly and give a coherent, relevant, interesting, complicated answer. I’ve heard and seen him do it many times, and so has everyone else. (And by the way I’m not a total fan of Clinton, but I do think all presidents should be clever the way he is as a minimal qualification, not as a luxury item.) Bush can’t do anything remotely comparable, not even with a ‘cat sat on the mat’ type question, let alone one that relies on some knowledge. There are degrees in these things, and no doubt some philosophers and scientists do make lots of linguistic errors (though no doubt my colleague’s experience of the matter is skewed, because the people he interviews are rendered peculiarly unable to speak coherently by the very fact of being interviewed by my colleague, for what sinister or impressive reason I leave to your surmises), but some make more than others and some make fewer. People who run for president ought to be good at thinking and talking before they even think about running; it’s that simple.
However, I do agree with JS’s point [you know, the point he didn’t make, because it was in an email not in the N&C – that point] that it’s the system that’s at fault. It is indeed. It’s a frighteningly disfunctional election system for such a powerful country. There just isn’t any mechanism to eliminate the blindingly incompetent, for one thing. That’s not good.
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Leave Dubya Alone
If I don’t dislike George Bush as much as the next guy, I certainly dislike him enough to have stayed up all night on US election night, worrying about chads, and hoping for a Gore victory.
But what I don’t get is how come he gets so much flak for supposedly not being very bright? If it’s true, how exactly is it his fault? Is it okay, then, to attack the intellectually challenged simply because they are intellectually challenged (Madeleine Bunting notwithstanding)?
Or is the objection that he lacks self-knowledge; he should realise he isn’t very bright – if he isn’t – and, therefore, not have stood for the presidency? If so, let’s have a reality check here. Bloggers are hardly paragons of self-knowledge (“Ooohh, I’ve just been promoted to a shiny new university position”. Yeah, right, nobody cares.). And, anyway, since when does a lack of self-knowledge justify the kind of opprobrium levelled at Bush?
And what’s with this business of the fact that he messes up his sentences? Let me tell you something – I’ve interviewed some of the world’s top scientists and philosophers (though admittedly “top philosopher” is something of an oxymoron). Guess what? They make lots of linguistic errors, just like Dubya. Because that’s the way we speak. We start sentences, change our minds about what we want to say halfway through, alter tenses, don’t finish what we started to say, and generally talk in a way which makes little sense when transcribed onto paper. Hell, I even write in a way which makes little sense when transcribed onto paper. Does that mean we’re peculiarly daft? Nope. Does it mean we’re necessarily unable to run a country? Nope.
So, if you want to attack George Bush, attack him for being a religious maniac; or for his stem-cell nonsense; or for cutting the taxes of the rich; or for coming from Texas; but not for getting his words mixed up or for his lack of intelligence. They’re cheap shots.
(The Texas thing was a joke.)
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Cloning of Human Embryos Given Go Ahead
Just wait for the complaints of religious maniacs…
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Education for its Own Sake or for a Job?
Gradgrind, Clarke; golf course management or utterly purposeless history study.
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Is Islam Religion or Political Ideology?
Both. ‘Religion is what makes Islamic political ideology so dangerous.’
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Evidence for Social Brain Theory
Did humans evolve large brain to negotiate and manipulate complex social relationships?
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Reply to Holland
Is psychoanalysis a science? The Spring/Summer 2005 issue of The Scientific Review of Alternative Medicine (vol. 9, no. 1) will contain a debate on the scientific merits of psychoanalysis. The exchange will include a 2000-word summary by the literary critic Norman N. Holland of his essay “Psychoanalysis as Science”; a 1000-word critique by Frederick Crews; a reply from Holland to that critique; and a commentary on both submissions by the psychiatrist Peter Barglow. Holland’s full essay can already be found on the Web here. In anticipation of the SRAM publication, concerned readers may be interested in an early view both of Holland’s summary version and of Crews’s response to the longer piece. The editor of SRAM has granted permission for these postings.
Although Norman Holland’s synopsis conveys the gist of “Psychoanalysis as Science,” the devil is in the details. Necessarily, I will be referring here to the paper itself, which displays shortcomings of coverage and logic that are less discernible in the synopsis.
Holland maintains that important parts of psychoanalytic theory have been experimentally confirmed and that analysts in their daily practice employ a methodologically sound means of gathering knowledge. As he recognizes, this judgment stands at odds with the tacit, all but unanimous verdict of North American psychology faculties. Where psychoanalysis appears at all in the catalogs of well-regarded university departments of psychology, it usually figures as a prescientific historical curiosity, not as a viable body of theory. And a study of citations in the flagship psychology journals concludes that “psychoanalytic research has been virtually ignored by mainstream scientific psychology over the past several decades.” [1, p. 117]
Holland asserts that this snub bespeaks not a considered scientific assessment but rather “a deep-seated prejudice against psychoanalysis” on the part of psychology professors and textbook authors. The academic establishment, he holds, has turned its back on a mountain of studies validating key portions of psychoanalytic doctrine while disallowing some others. Indeed, according to Holland even the most adamant critics of psychoanalysis are unaware of that literature. The main task that he sets for himself in “Psychoanalysis as Science” is therefore an easy one: he will correct an unfair negative impression by calling attention to the somewhat positive results of hitherto overlooked experimental trials.
But how can Holland be sure that those results have been overlooked? One could not tell from his paper that he has read a single page of the revisionist scholarship and reasoning that have revolutionized our perception of the psychoanalytic movement and its claims of scientific validation. His 64 references include no dissenters’ texts; and only one dissenter’s name, my own, is briefly mentioned. Moreover, Holland’s characterization of my position, that I find all of psychoanalytic theory untestable and therefore merely “literary” in nature, is off the mark. I regard psychoanalytic doctrine not as literature but as partly unfalsifiable, partly falsified pseudoscience which, when it was widely believed, caused harm to people whom it demeaned, stigmatized, and misdiagnosed. [2, 3, 4; see also 5]
Unfortunately, the facts and arguments that Holland ignores bear crucially on the question he proposes to answer: whether psychoanalysis deserves to be called a science. He could have learned much, for example, from the work of two major Freud scholars, Frank Cioffi [6] and Malcolm Macmillan [7], who have extensively traced Freud’s initial confusions and misrepresentations, the many unclarities and cross-purposes that have continued to plague psychoanalytic doctrine, and the chronic flight from exposure to potential disconfirmation that has typified the entire record from Freud’s day through our own. Science is as science does. If neither Freud nor his successors have shown a due regard for objections to their pet ideas, psychoanalysis is ipso facto not a science.
Condensing the findings of Cioffi, Macmillan, and other knowledgeable philosophers of science and historians such as Adolf Grünbaum [8], Edward Erwin [9], and Allen Esterson [10], I have elsewhere put into one long sentence the anti-empirical features of the psychoanalytic movement [3, pp. 61n-62n]:
They include its cult of the founder’s personality; its casually anecdotal approach to corroboration; its cavalier dismissal of its most besetting epistemic problem, that of suggestion; its habitual confusion of speculation with fact; its penchant for generalizing from a small number of imperfectly examined instances; its proliferation of theoretical entities bearing no testable referents; its lack of vigilance against self-contradiction; its selective reporting of raw data to fit the latest theoretical enthusiasm; its ambiguities and exit clauses, allowing negative results to be counted as positive ones; its indifference to rival explanations and to mainstream science; its absence of any specified means for preferring one interpretation to another; its insistence that only the initiated are entitled to criticize; its stigmatizing of disagreement as “resistance,” along with the corollary that, as Freud put it, all such resistance constitutes “actual evidence in favour of the correctness” of the theory (SE, 13:180); and its narcissistic faith that, again in Freud’s words, “applications of analysis are always confirmations of it as well” (SE, 22:146).
This indictment is sometimes dismissed by Freudians as the raving of an unhinged mind. The justice of every item, however, has been conceded piecemeal by a number of psychoanalysts who are still unready to take in the total picture. And other previously sanguine pro-psychoanalytic commentators now grant that the Freudian community has shown none of the traits we associate with serious investigators.
Robert F. Bornstein, for example, whom Holland repeatedly cites as a compiler of positive experimental evidence, recently published an article, significantly entitled “The Impending Death of Psychoanalysis,” in which he charged analysts with “the seven deadly sins” of “insularity, inaccuracy, indifference, irrelevance, inefficiency, indeterminacy [that is, conceptual vagueness], and insolence.” [11] Bornstein portrays a self-isolated sect that is not just out of step with the march of knowledge but incapable of understanding where it went wrong. In order for Bornstein to bring his revised view into full alignment with that of the revisionist critics (whom Holland is pleased to malign en masse as “the bashers”), he need only grasp that the dysfunctional attitudes he has listed are traceable to Freud’s own arbitrary system building, to his dismissal of the need to reconcile psychoanalytic theory with mainstream science, to his heaping of scorn on all who questioned his authority, and to his declarations that backsliders from his movement had fallen into psychosis.
In the estimation of Bornstein and some other would-be reformers, psychoanalysis must now rapidly embrace commonly held scientific standards or vanish altogether from the scene. But what would become of the remaining shards of Freudian theory if their proponents took Bornstein’s ultimatum to heart? More than a century has passed since analysts, on no examinable grounds, began launching fanciful propositions about the deep structure of the mind, the stages of psychosexual development, and the unconscious symbolic thought processes in early childhood that supposedly issue in adult mental illness. Medical science has moved decisively away from that approach to explanation, which, as Freud privately observed in acknowledgment of kindred thinkers, harkened back to the “spirit possession” lore drawn upon by the judges in witchcraft trials. [12]
It would be surprising if such an undisciplined and retrograde movement had received support from well-designed experiments, and it would be no less surprising if the critics of psychoanalysis had failed to address the experimental literature. In fact, Holland’s claims on both counts are false. An extensive body of penetrating and disillusioning commentary about pro-Freudian experimentation can be found, beginning with Eysenck and Wilson’s small masterpiece of 1973 [13] and running through Edward Erwin’s meticulous study of 1996. [9] It is apparent that Holland, who innocently equates the terms “experimental” and “empirical,” hasn’t pondered these widely discussed and important works. Yet if he had attended to no other writings than my own, he would have found me engaged in pertinent debate with several of the psychodynamically committed experimental authorities on whom he relies: Seymour Fisher, Roger P. Greenberg, Lester Luborsky, and Matthew H. Erdelyi. [2, 3, 4]
As its scientific critics have shown, most of the research admired by Holland suffers from grave and obvious flaws. These studies, having been conducted by people holding a prior affinity for psychoanalysis, are riddled with confirmation bias and demand characteristics:
- Instead of testing psychoanalytic hypotheses against rival ones that might have fared better under Ockham’s razor, the experimenters have used Freudian theory as their starting point and have looked for confirming instances, which have been located with the same facility with which Holland once found oral and anal images suffusing the world’s literature.
- Terms have been construed with suspect broadness; strong causal claims have been reinterpreted as weak descriptive ones; and generous psychoanalytic rules of interpretation have helped to shape positive results.
- Freudian propositions have been assessed through the application of such questionable instruments as the psychoanalytically tendentious Blacky pictures and the Rorschach test, which already lacked validity before believers in Freudian projection twisted it to their own purposes. [14] (Holland himself twice appeals to psychoanalytic Rorschach findings as sound evidence.)
- Signs of unconscious cognitive operations have been misidentified as evidence of the very different Freudian unconscious at work. [15] (Holland’s paper indulges in the same confusion.)
- Replication of tentative outcomes by independent investigators-an essential requirement of experimentation in any field-has not been achieved or even sought.
It is Holland’s countenancing of these lax and biased practices that allows him to proclaim that research “supports an oedipal stage,” that “the penis=baby equation” has been vindicated, that “links between depression and oral fixation” have been found, and that “Freud’s account of paranoia gets confirmation.” Such “confirmation” is a strictly parochial affair, and that is why it has been left out of account by scientifically responsible textbook authors.
Critics of psychoanalysis hold that no distinctively psychoanalytic hypotheses, such as those just mentioned, have earned significant evidential backing. Freudians, however, typically credit psychoanalysis with having introduced broader notions that were, in fact, already commonplace in the middle of the nineteenth century. As the great historian of psychiatry Henri F. Ellenberger observed in 1970, “The current legend attributes to Freud much of what belongs, notably, to Herbart, Fechner, Nietzsche, Meynert, Benedikt, and Janet, and overlooks the work of previous explorers of the unconscious, dreams, and sexual pathology. Much of what is credited to Freud was diffuse current lore, and his role was to crystallize these ideas and give them an original shape.” [16, p. 548]
It is only Freud’s novelties and unique adaptations, along with those of his most emulated revisers, that ought to concern us here. Self-evidently, support for ideas that originated elsewhere, much less those that express the traditional wisdom of the ages, cannot be counted as favoring psychoanalysis. Apparently, however, Holland does not consider himself bound by this axiom.
Holland reports, for example, that research has validated such assertedly psychoanalytic propositions as that “much mental life . . . is unconscious,” that “stable personality patterns form in childhood and shape later relationships,” that “mental representations of the self, others, and relationships guide interactions with others . . . ,” and that “personality development is . . . moving from immature dependency to mature interdependency.” Insofar as these vapid truisms constitute the ground to which psychoanalysis has now fled in its retreat from Freud’s heedless guesswork, they illustrate the bankruptcy, not the scientific vindication, of his movement.
In the second half of his argument, Holland seeks to confer respectability on psychoanalysis by assimilating it to sciences that enjoy unchallenged recognition as such. His reasoning here is notably fallacious. By progressing from single inductions to themes and patterns that are then checked for adequacy, he writes, psychoanalysts employ the same “holistic” method as social scientists and some physical scientists as well; and since neither psychoanalysis nor geology nor astronomy attempts to predict the future, “psychoanalysis is not that far removed from geology or astronomy.” (Nor, in that one respect, is phrenology or the channeling of ancestors.) Needless to say, a perceived or imagined resemblance between the data gathering in one field and that in another tells us nothing about whether their eventual hypotheses are comparably parsimonious and well supported.
Holland labors to portray the psychoanalytic clinician as a scientist in his own right who cautiously moves from a theory-free study of word associations to hypotheses that make full sense of the resultant inferences. Yet he approvingly quotes a pair of experts who point out that the analyst “listens for noises that signify in psychoanalytic terms” (emphasis added); he further admits that “Freudians will see Freudian patterns” everywhere; and he adds that “Freudian patients have Freudian dreams and make Freudian statements and focus on Freudian issues”-thus providing the analyst, we may be sure, with more Freudian evidence for the confirmation of his Freudian hunches. Perversely, however, Holland still clings to his ideal vision of the tabula rasa clinician-scientist.
Freud, Holland maintains, arrived at his theory in just this inductive manner, building hypotheses from sheer attentive listening in the consulting room. We now know, however, that this hoary legend, propagated by Freud himself and his inner circle, is utterly untrue. Far from suspending judgment as a clinician, Freud typically demanded that his patients agree with his theory-driven accusations of incestuous desires, homosexual leanings, and early masturbation.
As a theorist Freud was a rashly deductive bioenergetic speculator who routinely invented “clinical evidence” to fit his predetermined ideas and who altered the facts again when a new speculation required adornment. Contemporaries accused him with good reason of having plagiarized some of his most basic notions, including repression, infantile sexuality, and “universal bisexuality.” When it proved impossible for him to deny such unacknowledged borrowings, he brazenly ascribed them to psychodynamically induced “amnesia.” [16, 17, 18]
Holland’s illustrations of Freud’s supposed method show that he has not fathomed the cardinal difference between the first psychoanalyst’s actual means of reaching conclusions and his seductive rhetorical reconstructions, which offered the trusting reader sequences of ingeniously solved little puzzles that may or may not have preceded his theorizing. Freud’s subtle diagnostic skill as manifested in the Wolf Man case history, for example, earns Holland’s praise; no one has told him about the cunning fibs in that story that were uncovered by the psychoanalyst Patrick Mahony 20 years ago. [19] And in reading Freud’s famous “aliquis slip” narrative in The Psychopathology of Everyday Life, Holland takes at face value a (probably fictitious) young man’s narrated “associations” of liquefied blood and calendar saints. Alas, it has been ascertained that Freud lifted those and other references from a current newspaper article and worked them into a self-flattering and mendacious yarn about Sherlock Holmes-like psychic detection on his part. [20]
Of course, the fact that Freud himself didn’t faithfully employ “the psychoanalytic method” doesn’t impugn that method in other hands. Yet it is impugned, as Adolf Grünbaum in particular has shown, by the circular procedures that Holland now dimly perceives to be a problem. Whereas Holland would like to believe that a clinician need only exercise “integrity” to avoid imposing his presuppositions on the patient, Grünbaum makes it clear that question begging in the therapeutic interchange is structurally unavoidable. [8, 21]
Grünbaum’s demonstration is devastating to the claim, still advanced by Holland, that modern psychoanalysis rests on a secure knowledge base. “Psychoanalytic method”-the analysis of (allegedly) free associations, of dreams and slips, and of the “transference”-is much the same as it was a hundred years ago, and it is helpless against the contaminating effect of suggestion. That is why we see so many warring psychoanalytic schools, each boasting “clinical validation” of its tenets.
Holland’s final misstep is to bracket psychoanalysis with plate tectonics and natural selection, which met with resistance until they were eventually vindicated by consilient findings. The fate of psychoanalysis has been exactly the reverse; it quickly won popular acclaim through its emphasis on taboo breaking but then gradually lost favor as its overweening claims met with no scientific consilience at all. It is that absence of corroboration, not “deep-seated prejudice” or the efforts of debunkers such as myself, that chiefly accounts for the moribund state of psychoanalysis today.
References
1. Robins RW and others. ‘An empirical analysis of trends in psychology’. American Psychologist 54:117-128, 1999.
2. Crews F. Skeptical Engagements. New York, NY: Oxford University Press, 1986.
3. Crews F and others. The Memory Wars: Freud’s Legacy in Dispute. New York, NY: New York Review Books, 1995.
4. Crews F, editor. Unauthorized Freud: Doubters Confront a Legend. New York, NY: Viking, 1998.
5. Dolnick E. Madness on the Couch: Blaming the Victim in the Heyday of Psychoanalysis. New York, NY: Simon & Schuster, 1998.
6. Cioffi F. Freud and the Question of Pseudoscience. Chicago, IL: Open Court, 1998.
7. Macmillan M. Freud Evaluated: The Completed Arc. Cambridge, MA: MIT Press, 1997.
8. Grünbaum A. The Foundations of Psychoanalysis: A Philosophical Critique. Berkeley, Los Angeles, London: University of California Press, 1984.
9. Erwin E. A Final Accounting: Philosophical and Empirical Issues in Freudian Psychology. Cambridge, MA: MIT Press, 1996.
10. Esterson A. Seductive Mirage: An Exploration of the Work of Sigmund Freud. Chicago, IL: Open Court, 1993.
11. Bornstein RF. ‘The impending death of psychoanalysis.’ Psychoanalytic Psychology 18:3-20, 2001.
12. Crews F. ‘The legacy of Salem: Demonology for an age of science.’ Skeptic 5:36-44, 1997.
13. Eysenck HJ, Wilson GD. The Experimental Study of Freudian Theories. London: Methuen, 1973.
14. Wood JM and others. What’s Wrong with the Rorschach: Science Confronts the Controversial Inkblot Test. San Francisco CA: Jossey-Bass, 2003.
15. Kihlstrom JF. ‘The cognitive unconscious.’ Science 237:1445-1452, 1987.
16. Ellenberger HF. The Discovery of the Unconscious: The History and Evolution of Dynamic Psychiatry. New York, NY: Basic Books, 1970.
17. Sulloway FJ. Freud, Biologist of the Mind: Beyond the Psychoanalytic Legend. Cambridge, MA, 1992.
18. Borch-Jacobsen M. Remembering Anna O.: A Century of Mystification. New York, NY: Routledge, 1996.
19. Mahony P. Cries of the Wolf Man. New York, NY: International Universities Press, 1984.
20. Skues R. ‘On the dating of Freud’s aliquis slip’. International Journal of Psychoanalysis 82:1185-1204, 2001.
21. Grünbaum A. Validation in the Clinical Theory of Psychoanalysis: A Study in the Philosophy of Psychoanalysis. Madison, CT: International Universities Press, 1993.
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Style – Communication or Self-expression?
Truth-telling, therapy, sharing? Facts, beauty?
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Open the Door
Thought for the day. It’s from Meera Nanda’s Prophets Facing Backward again. I may even have quoted this particular passage before – but if I don’t remember, you won’t either, and nobody ever reads old N&Cs, so it doesn’t matter. And anyway this is worth quoting often. It’s from the Preface, page xii.
Having grown up in a provincial town in Northern India, I considered my education in science a source of personal enlightenment. Natural science, especially molecular biology, had given me a whole different perspective on the underlying cosmology of the religious and cultural traditions I was raised in. Science gave me good reasons to say a principled ‘No!’ to many of my inherited beliefs about God, nature, women, duties and rights, purity and pollution, social status, and my relationship with my fellow citizens. i had discovered my individuality, and found the courage to assert the right to fulfill my own destiny, because I learned to demand good reasons for the demands that were put on me.
There. I always think of Meera when people drone about the joys of community and tradition – usually people who want nothing to do with such joys themselves. The hell with tradition; give me liberation and emancipation, instead.
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Psychoanalysis as Science
Abstract
Current objections to psychoanalysis as untestable and unscientific ignore two facts. First, a large body of experimental evidence has tested psychoanlaytic ideas, confirming some and not others. Second, psychoanalysis itself, while it does not usually use experimentation, does use holistic method. This is a procedure in wide use in the social sciences and even in the “hard” sciences.
Psychoanalysis as Science
My essay, “Psychoanalysis as Science” [1] makes two points. One, although ignored in the “Freud wars,” experimenters have in fact generated much empirical evidence for the validity of at least some of psychoanalysis’ theory of mind. The oft-repeated mantra, “There is not a shred of scientific evidence for psychoanalysis,” is simply false. Two, part of the devaluing of psychoanalysis derives from a failure to understand that it rests on a non-experimental method, widely used in the social and “hard” sciences.
As for experimental evidence, two impressive books by Seymour Fisher and Roger Greenberg [2,3], summarize some 2500 empirical tests of Freud’s claims. They speak of “the incredible amount of effort that has been invested in testing Freud’s ideas fairly” [3, p. 285].
Freud’s general idea that the dream has adaptive functions survives. Experimenters confirm the clusters of traits associated with orality and anality. The literature supports an oedipal stage, but finds that a good superego is likely to come from a loving rather than a fearful relationship with a father. There is no support for any of Freud’s ideas on female development. Homosexuals of both sexes tended to have negative father images. The literature confirms Freud’s link of depression to parents who were disapproving and unnurturing, but not to early experiences of loss, although early loss gives recent losses more effect. There was strong confirmation of links between depression and oral fixation and between depression and tendencies to be self-critical and self-attacking. Freud’s account of paranoia gets confirmation. And so on.
Experimental psychologist Joseph Masling directed the book series, Empirical Studies of Psychoanalytic Theory [4-13]. In these ten volumes, distinguished psychologists and psychiatrists experimentally test and modify both Freud’s and later psychoanalytic theory . There are subliminal studies; analyses of transcripts of psychoanalytic sessions; explorations of the psychodynamics of gender and gender role; studies of unconscious feelings and motives and thought processes; longitudinal studies of development in infancy and across the lifespan; analyses of psychopathology (bulimia, depression, schizophrenia, etc.); studies of dreaming; studies of wishes; of the therapeutic alliance, and on and on. These volumes offer a wealth of empirical support and modification for a wide range of particular psychoanalytic hypotheses. Masling’s first eight volumes contain 327 pages of references with an estimated 6300 citations, most of which deal with experimental testing of psychoanalytic ideas [14].
Drew Westen sets out five general propositions that establish modern (as opposed to early, purely “Freudian”) psychoanalysis [15]. He adduces some 350 references that support this metapsychology. 1) there are unconscious motivations and defenses. 2) mental processes are in parallel or function multiply, leading to conflict and compromise. 3) personality patterns form in childhood and continue through life. 4) early patterns of attachment guide later relationships and symptoms. 5) personality development involves changing dependency but also pre-oedipal stages (oral, anal, etc.)
(Fisher and Greenberg also confirm oral and anal stages. And they are what convinced me, a literary critic, of psychoanalysis’ validity. Modern writers are often deliberately “Freudian,” but I found “oral,” “anal,” “phallic,” and oedipal clusters of images and ideas in the personal styles of pre-Freudian writers like Chaucer, Marlowe, Shakespeare, Keats, Dickens, or Twain.)
As the squibs and squillets fly in the Freud wars, neither psychoanalysis’ detractors nor its supporters mention these many experiments. Psychoanalysts do not find experiments relevant to their practice. Non-analytic psychologists share a deep-seated prejudice against psychoanalysis embedded in psychology textbooks and indoctrinated in beginning psychology courses.
When psychoanalysts do point to evidence, they point to clinical evidence. Psychologists, however, rightly point out that clinical evidence is unreliable and demand experiment [16]. One needs to qualify that objection, however, by recognizing that other branches of social and “hard” sciences have somewhat the same problem. The larger theories of geology, astronomy, oceanology, meteorology, ecology, biology, and even physics do not lend themselves to repeatable experiments. But no one doubts that these sciences are sciences. In judging psychoanalysis as a science, then, one needs to consider the range of scientists’ methodologies, initially in the social sciences. One has to get over the idea that the only “science” is experimental. There is another method for dealing with non-repeatable, single instances like the psychoanalysts’ patients.
In thinking about psychoanlaysis and scientific method, I have found the ideas of Paul Diesing [17-20] the most helpful. Instead of starting wth an abstract definition of science, Diesing observed social scientists at work by reading papers and visiting laboratories. He singled out four methods in common use. Two pertain here.
One is, of course, experiment. A psychological experimenter seeks numerical correlations among independent, dependent, and controlled variables within a population of subjects. Although we generally regard experimentation as the most rigorous and “scientific” of social science methods, it has problems.
Most psychological experiments treat some stimulus as the independent variable and the response as the dependent variable. This model more or less locks the experimenter into a stimulus-response view of humans, dropping individuality out through statistical manipulations. We become blank slates on which the environment writes its influences. Thinkers like Chomsky and Pinker have raised serious doubts about this “Standard Social Science Model.”
In dismissing psychoanalysis, experimental psychologists sometimes declare they cannot confirm some large psychoanalytic concept like repression. What is striking, Matthew Erdelyi points out, is that they then dismiss the concept instead of holding their methods accountable for the failure [21, pp. 258-59].
Another problem arises because each experimenter defines variables and methods very precisely. Hence, psychological experimenters have difficulty in generalizing results beyond the particular experimental method used [17, p. 4]. In years of asking students and colleagues for a large generalization about human nature given us by experimental psychology, I have come up blank.
The other mode Diesing points to that pertains here is holistic method. it serves best to study unique systems that cannot readily be multiplied for experimental or survey manipulations: a community, a family, or a corporation, for example, or a single human being. Lots of social scientists use holistic method, and they consider it valid and scientific. I am thinking of anthropologists, archaeologistsl (notably in studying hominids and long-buried cultures), sociologists and psychologists studying special groups, some market researchers, some geographers, and most political scientists and historians [17, p. 137-8].
First, the researcher gathers data. These data consist of raw facts, as free as possible of confining hypotheses. Second, the researcher groups the data into themes, each theme representing a certain uniformity in the material, some clustering or repetition or contrast. One tests a theme by seeing whether further instances do appear. If only a few turn up, one stops paying attention to that theme. If more than one or two negative instances appear, one discards it. A theme, says Diesing, is like a pawn, easily gotten and easily discarded [17, p. 229]. Interestingly, Levine and Luborsky were able in experiments to achieve inter-judge reliability for such interpretations [22]. Similarly, Donald Spence achieved inter-judge agreement on a low-level interpretation of a dream [23].
Third, one proceeds to combine those themes into a pattern of repetitions and contrasts that applies to all one’s data. This is a “pattern explanation” of the dream, parapraxis, symptom, or even a whole culture or character as a coherent system. Fourth, one checks the explanation against new data, refining and correcting it [17].
Anthropologist Claude Lévi-Strauss, for example, offers an elaborate discussion of various customs of the Bororo Indians, the layout of the village, dances, theories of the dead, myths, clothing, and so on. He then pulls them all together into “one regulation [that] takes precedence over all others” [24, p. 230].
Moreover, holistic method has proved useful in the hard sciences, for example in the geological theory of plate tectonics. It began with noting the matching shapes of the opposing Atlantic coasts; movements in geological time of the magnetic poles; the positions of earthquakes, ridges on the ocean floor, and volcanoes; the relative ages and positions of different mountain ranges; even the presence of marsupials in Australasia and their absence elsewhere. In short, the theory begins with a hodgepodge of data and ends by offering a narrative account of the movement of huge plates within the earth to explain a great variety of phenomena. This is, quite simply, holistic reasoning leading to a narrative explanation. It is as “scientific” as scientific gets. We teach it to our schoolchildren [25].
The major example of holistic reasoning and pattern explanation in the hard sciences is, of course, the theory of evolution. Again, Darwin began with a jumble of observations that he brought together into a single principle. Later experiments, as in plate tectonics, can confirm parts of the reasoning.
It seems to me (as to Diesing [18]) this holistic procedure is the rock-bottom core on which psychoanalysis builds. First, the researcher-analyst takes as data the patient’s free associations. Second, the analyst groups those details of speech into themes. Third, the analyst groups themes into an overall configuration or model or narrative, some systematic description of the case that will constitute an explanation of the themes and data arrived at so far. The tests at this third stage are: How many themes are included in the configuration and how many are left out? Then, how coherent or well-organized does the model make the themes [17, p. 230].
In Freud’s first published dream analysis, for example, he began by spelling out his associations (his data). In doing so, he indicated a variety of recurring themes. Finally, he concluded: “They could all be collected into a single group of ideas and labelled, as it were, concern about my own and other people’s health–professional conscientiousness’” [26, p. 320]. This is purely and simply holistic reasoning.
In this very brief summary, one-quarter the size of the original essay [1], my two points are simply 1) there is considerable evidence from experimental psychology that psychoanalytic theory is, in part, valid. 2) within psychoanalysis, the therapist uses an accepted scientific method appropriate to a human subject matter to arrive at generalizations. It seems to me psychoanalysis’ can therefore legitimately be called a “scientific” theory of mind.
References
1. Holland NN. ‘Psychoanalysis as Science’. PsyArt: A Hyperlink Journal for the Psychological Study of the Arts: article 050609, 31 May 2004.
2. Fisher S., Greenberg RP. The Scientific Credibility of Freud’s Theories and Therapy. New York: Basic Books, 1977.
3. Fisher S, Greenberg RP. Freud Scientifically Reappraised: Testing the Theories and Therapy. New York: John Wiley, 1996.
4. Masling JM (Ed.). Empirical Studies of Psychoanalytical Theories, vol. 1. Hillsdale, N.J.: Analytic Press, 1983.
5. Masling JM (Ed.). Empirical Studies of Psychoanalytic Theories, vol. 2. Hillsdale, N.J.: Analytic Press, (1986).
6. Masling JM (Ed.). Empirical Studies of Psychoanalytic Theories, vol. 3. Hillsdale, N.J.: Analytic Press 1990.
7. Masling JM, Bornstein RF (Eds.). Psychoanalytic Perspectives on Psychopathology. Empirical Studies of Psychoanalytic Theories. Washington, DC: American Psychological Association, 1993.
8. Masling JM, Bornstein RF (Eds.). Empirical Perspectives on Object Relations Theory. Washington, DC: American Psychological Association, 1994.
9. Masling JM, Bornstein RF (Eds.). Psychoanalytic Perspectives on Developmental Psychology. Empirical Studies of Psychoanalytic Theories. Washington, DC: American Psychological Association, 1996.
10. Bornstein RF, Masling JM (Eds.). Empirical Perspectives on the Psychoanalytic Unconscious. Empirical studies of psychoanalytic theories. Washington, D.C.: American Psychological Association, 1998.
11. Bornstein RF, Masling JM (Eds.). Empirical Studies of the Therapeutic Hour. Empirical Studies of Psychoanalytic Theories. Washington, D.C.: American Psychological Association 1998.
12. Duberstein PR, Masling JM (Eds.). Psychodynamic Perspectives on Sickness and Health. Empirical studies of psychoanalytic theories. Washington, DC: American Psychological Association 2000.
13. Bornstein RF, Masling JM (Eds.). The Psychodynamics of Gender and Gender Role. Empirical Studies in Psychoanalytic Theories, vol. 10. Washington, DC: American Psychological Association, 2002.
14. Masling JM. ‘Empirical Evidence and the Health of Psychoanalysis’. J. Amer. Acad. of Psychoanalysis, 28(4): 665-685, 2000.
15. Westen D. ‘The Scientific Legacy of Sigmund Freud: Toward a Psychodynamically Informed Psychological Science.’ Psychological Bulletin, 124(3): 333-371, 1998.
16. Masling JM, Cohen, IS (1987). ‘Psychotherapy, Clinical Evidence and the Self-Fulfilling Prophecy.’ Psychoanalytic Psychology, 4(1), 65-79, 1987.
17. Diesing, P (1971). Patterns of Discovery in the Social Sciences. Chicago: Aldine-Atherton, 1971.
18. Diesing, P (1985). Comments on ‘Why Freud’s Research Method was Unscientific’ by Von Eckhardt. Psychoanalysis and Contemporary Thought, 8, 551-66, 1985.
19. Diesing, P (1986). ‘Review of Edwin Wallace, Historiography and Causation in Psychoanalysis.’ Contemporary Psychology, 31, 417-18, 1986.
20. Diesing, P (1991). How Does Social Science Work? Reflections on Practice. Pittsburgh: University of Pittsburgh Press, 1991.
21. Erdelyi, MH (1985). Psychoanalysis: Freud’s Cognitive Psychology. Series: Books in Psychology. New York: W. H. Freeman, 1985.
22. Levine FJ, Luborsky L. ‘The Core Conflictual Relationship Theme; A Demonstration of Reliable Clinical Inference by the Method of Mismatched Cases.’ In S Tuttman, C Kaye and M Zimmerman (Eds.), Object and Self: A Developmental Approach: Essays in Honor of Edith Jacobson (pp. 501-526). New York: International Universities Press, 1981.
23. Spence, DP. ‘Interpretation: A Critical Perspective.’ In JW Barron, MN Eagle and DL Wolitzky (Eds), Interface of Psychoanalysis and psychology (pp. 558-572). Washington DC: American Psychological Association, 1992.
24. Lévi-Strauss C. Tristes Tropiques. (J. Russell, Trans.). New York: Atheneum, 1964.
25. Plate tectonics. Encyclopædia Britannica. http://www.search.eb.com/eb/article?eu=115121. Accessed June 10, 2002.
26, Freud, S. The Interpretation of dreams. Standard Edition 4-5: 1-627, 1900.
Norman N. Holland is Marston-Milbauer Eminent Scholar at the University of Florida. The author of twelve books applying psychological theories to literature, he is founder and associate director of the Institute for Psychological Study of the Arts.
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